0001193125-13-054346.txt : 20130213 0001193125-13-054346.hdr.sgml : 20130213 20130213130339 ACCESSION NUMBER: 0001193125-13-054346 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 GROUP MEMBERS: PANDORA SELECT ADVISORS, LLC GROUP MEMBERS: PANDORA SELECT FUND, LP GROUP MEMBERS: PANDORA SELECT FUND, LTD GROUP MEMBERS: PANDORA SELECT PARTNERS LP GROUP MEMBERS: WHITEBOX MULTI-STRATEGY ADVISORS, LLC GROUP MEMBERS: WHITEBOX MULTI-STRATEGY FUND, L.P. GROUP MEMBERS: WHITEBOX MULTI-STRATEGY FUND, LTD. GROUP MEMBERS: WHITEBOX MULTI-STRATEGY PARTNERS, L.P. GROUP MEMBERS: WHITEBOX SPECIAL OPPORTUNITIES ADVISORS, LLC GROUP MEMBERS: WHITEBOX SPECIAL OPPORTUNITIES FUND LP, SERIES B GROUP MEMBERS: WHITEBOX SPECIAL OPPORTUNITIES FUND SERIES B PARTNERS, L.P. GROUP MEMBERS: WHITEBOX SPECIAL OPPORTUNITIES FUND SPC, LTD GROUP MEMBERS: WHITEBOX SPECIAL OPPORTUNITIES FUND SPC, LTD - SEGREGATED PO GROUP MEMBERS: WHITEBOX SPECIAL OPPORTUNITIES FUND, LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHINA INFRASTRUCTURE CONSTRUCTION Corp CENTRAL INDEX KEY: 0001411057 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 161718190 STATE OF INCORPORATION: CO FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86022 FILM NUMBER: 13601486 BUSINESS ADDRESS: STREET 1: SHIDAI CAIFU TIANDI SUITE 1906-1909 STREET 2: 1 HANGFENG ROAD FENGTAI DISTRICT CITY: BEIJING STATE: F4 ZIP: 100070 BUSINESS PHONE: 86-10-5170-9287 MAIL ADDRESS: STREET 1: SHIDAI CAIFU TIANDI SUITE 1906-1909 STREET 2: 1 HANGFENG ROAD FENGTAI DISTRICT CITY: BEIJING STATE: F4 ZIP: 100070 FORMER COMPANY: FORMER CONFORMED NAME: FIDELITY AVIATION CORP DATE OF NAME CHANGE: 20070829 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC CENTRAL INDEX KEY: 0001257391 IRS NUMBER: 411957584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6001 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. CITY: MINNEAPOLIS STATE: MN ZIP: 55416 SC 13G/A 1 d482741dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 2 Schedule 13G Amendment No. 2

OMB APPROVAL

OMB Number:     3235-0145
Expires:    
Estimated average burden      
hours per response       10.4

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

China Infrastructure Construction Corporation

(Name of Issuer)

Common Stock

(Title of Class of Securities)

16948K106

(CUSIP Number)

December 31, 2012

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

 


13G

 

CUSIP No. 16948K106   Page 2 of 19

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Advisors, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    1,189,729 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    1,189,729 (See item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    1,189,729 (See item 4)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    8.3% (See item 4)

12  

TYPE OF REPORTING PERSON*

 

    IA

 

 

  ** SEE INSTRUCTION BEFORE FILLING OUT **  
SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 3 of 19

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Multi-Strategy Advisors, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    933,319 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    933,319 (See item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    933,319 (See item 4)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    6.5% (See item 4)

12  

TYPE OF REPORTING PERSON*

 

    IA

 

 

  ** SEE INSTRUCTION BEFORE FILLING OUT **  
SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 4 of 19

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Multi-Strategy Partners, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    933,319 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    933,319 (See item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    933,319 (See item 4)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    6.5% (See item 4)

12  

TYPE OF REPORTING PERSON*

 

    PN

 

 

  ** SEE INSTRUCTION BEFORE FILLING OUT **  
SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 5 of 19

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Multi-Strategy Fund, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    933,319 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    933,319 (See item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    933,319 (See item 4)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    6.5% (See item 4)

12  

TYPE OF REPORTING PERSON*

 

    PN

 

 

  ** SEE INSTRUCTION BEFORE FILLING OUT **  
SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 6 of 19

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Multi-Strategy Fund, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    933,319 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    933,319 (See item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    933,319 (See item 4)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    6.5% (See item 4)

12  

TYPE OF REPORTING PERSON*

 

    CO

 

 

  ** SEE INSTRUCTION BEFORE FILLING OUT **  
SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 7 of 19

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Pandora Select Advisors, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    205,128 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    205,128 (See item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    205,128 (See item 4)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    1.4% (See item 4)

12  

TYPE OF REPORTING PERSON*

 

    IA

 

 

  ** SEE INSTRUCTION BEFORE FILLING OUT **  
SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 8 of 19

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Pandora Select Partners LP

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    205,128 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    205,128 (See item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    205,128 (See item 4)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    1.4% (See item 4)

12  

TYPE OF REPORTING PERSON*

 

    PN

 

 

  ** SEE INSTRUCTION BEFORE FILLING OUT **  
SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 9 of 19

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Pandora Select Fund, LP

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    205,128 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    205,128 (See item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    205,128 (See item 4)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    1.4% (See item 4)

12  

TYPE OF REPORTING PERSON*

 

    PN

 

 

  ** SEE INSTRUCTION BEFORE FILLING OUT **  
SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 10 of 19

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Pandora Select Fund, Ltd

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    205,128 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    205,128 (See item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    205,128 (See item 4)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    1.4% (See item 4)

12  

TYPE OF REPORTING PERSON*

 

    CO

 

 

  ** SEE INSTRUCTION BEFORE FILLING OUT **  
SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 11 of 19

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Special Opportunities Advisors, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    51,282 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    51,282 (See item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    51,282 (See item 4)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.4% (See item 4)

12  

TYPE OF REPORTING PERSON*

 

    IA

 

 

  ** SEE INSTRUCTION BEFORE FILLING OUT **  
SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 12 of 19

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Special Opportunities Fund Series B Partners, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    51,282 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    51,282 (See item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    51,282 (See item 4)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.4% (See item 4)

12  

TYPE OF REPORTING PERSON*

 

    PN

 

 

  ** SEE INSTRUCTION BEFORE FILLING OUT **  
SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 13 of 19

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Special Opportunities Fund, LP

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    51,282 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    51,282 (See item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    51,282 (See item 4)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.4% (See item 4)

12  

TYPE OF REPORTING PERSON*

 

    PN

 

 

  ** SEE INSTRUCTION BEFORE FILLING OUT **  
SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 14 of 19

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Special Opportunities Fund SPC, Ltd

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    51,282 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    51,282 (See item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    51,282 (See item 4)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.4% (See item 4)

12  

TYPE OF REPORTING PERSON*

 

    CO

 

 

  ** SEE INSTRUCTION BEFORE FILLING OUT **  
SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 15 of 19

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Special Opportunities Fund LP, Series B

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    51,282 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    51,282 (See item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    51,282 (See item 4)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.4% (See item 4)

12  

TYPE OF REPORTING PERSON*

 

    PN

 

 

  ** SEE INSTRUCTION BEFORE FILLING OUT **  
SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 16 of 19

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Whitebox Special Opportunities Fund SPC, Ltd – Segregated Portfolio B

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    51,282 (See item 4)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    51,282 (See item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    51,282 (See item 4)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    0.4% (See item 4)

12  

TYPE OF REPORTING PERSON*

 

    CO

 

 

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SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 17 of 19

 

 

Item 1.  

(a)

   Name of Issuer      
     China Infrastructure Construction Corporation      
 

(b)

   Address of Issuer’s Principal Executive Offices      
     1 Hangfeng Road      
     Fentai District Beijing 100070      
Item 2.  

(a)

   Name of Person Filing      
     This statement is filed by:      
 

(i)

   Whitebox Advisors, LLC, a Delaware limited liability company (“WA”);      
 

(ii)

   Whitebox Multi-Strategy Advisors, LLC, a Delaware limited liability company (“WMSA”);      
 

(iii)

   Whitebox Multi-Strategy Partners, L.P., a British Virgin Islands limited partnership (“WMSP”);      
 

(iv)

   Whitebox Multi-Strategy Fund, L.P., a Delaware limited partnership (“WMSFLP”);      
 

(v)

   Whitebox Multi-Strategy Fund, Ltd., a British Virgin Islands international business company (“WMSFLTD”);      
 

(vi)

   Pandora Select Advisors, LLC, a Delaware limited liability company (“PSA”);      
 

(vii)

   Pandora Select Partners, L.P., a British Virgin Islands limited partnership (“PSP”);      
 

(viii)

   Pandora Select Fund, L.P., a Delaware limited partnership (“PSFLP”);      
 

(ix)

   Pandora Select Fund, Ltd., a British Virgin Islands international business company (“PSFLTD”);      
 

(x)

   Whitebox Special Opportunities Advisors, LLC, a Delaware limited liability company (“WSOPA”);      
 

(xi)

   Whitebox Special Opportunities Fund, Series B Partners, LP, a British Virgin Islands limited partnership (“WSOPBP”);      
 

(xii)

   Whitebox Special Opportunities Fund, L.P., a Delaware Series limited partnership (“WSOPFLP”);      
 

(xiii)

   Whitebox Special Opportunities Fund SPC, Ltd., a British Virgin Islands Segregated Portfolio Company (“WSOPFLTD”);      
 

(xiv)

   Whitebox Special Opportunities Fund, L.P, Series B, a Delaware Series limited partnership (“WSOPFLPB”);      
 

(xv)

   Whitebox Special Opportunities Fund SPC, Ltd. – Segregated Portfolio B, a British Virgin Islands Segregated Portfolio Company (“WSOPFLTDB”).      
 

(b)

   Address of Principal Business Office or, if none, Residence      
     The address of the business office of WA, WMSA, WMSFLP, WCFLPWSCLSEA, WSCLSEFLP, PSA, PSFLP, WSOPA, WSOPFLP, and WSOPFLPB is:      
    

3033 Excelsior Boulevard

Suite 300

Minneapolis, MN 55416

     
     The address of the business office of WMSP, WMSFLTD, PSP, PSFLPS, WSOPBP, WSOPFLTD, and WSOPFLTDB is:      
    

Appleby Corporate Services (BVI) Limited

Jayla Place, P.O. Box 3190

Road Town, Tortola, British Virgin Islands

     
 

(c)

   Citizenship      
     WA, WMSA, WMSFLP, PSA, PSFLP, WSOPA, WSOPFLP, and WSOPFLPB are organized under the laws of the State of Delaware; WMSP, WMSFLTD, PSP, PSFLTS, WSOPBP, WSOPFLTD, and WSOPFLTDB are organized under the laws of the British Virgin Islands      
 

(d)

   Title of Class of Securities      
     Common Stock      
 

(e)

   CUSIP Number      
     16948K106      
Item 3.   If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:   
  (a)    ¨    Broker or dealer registered under section 15 of the Act.
  (b)    ¨    Bank as defined in section 3(a)(6) of the Act.
  (c)    ¨    Insurance company as defined in section 3(a)(19) of the Act.
  (d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940.
  (e)    x    An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).
  (f)    ¨    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F).
  (g)    ¨    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).
  (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
  (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940.
  (j)    ¨    Group, in accordance with § 240.13d-1(b)(1)(ii)(J).

 

 

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SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 18 of 19

 

 

Item 4.    Ownership      
   (a)    Amount Beneficially Owned      
      WA, acting as an investment adviser to its client, is deemed to be the beneficial owner of 1,189,729 shares of Common Stock of the Company.      
      WMSA, is deemed to beneficially own 933,319 Shares of Common Stock of the company.      
      WMSP is deemed to beneficially own 933,319 shares of Common Stock as a result of its ownership of Warrants and Common Stock of the company      
      WMSFLP is deemed to beneficially own 933,319 shares of Common Stock as a result of its indirect ownership of Warrants and Common Stock of the company      
      WMSFLTD is deemed to beneficially own 933,319 shares of Common Stock as a result of its indirect ownership of Warrants and Common Stock of the company      
      PSA, is deemed to beneficially own 205,128 Shares of Common Stock of the company.      
      PSP is deemed to beneficially own 205,128 shares of Common Stock as a result of its ownership of Common Stock of the company      
      PSFLP is deemed to beneficially own 205,128 shares of Common Stock as a result of its indirect ownership of Common Stock of the company      
      PSFLTD is deemed to beneficially own 205,128 shares of Common Stock as a result of its indirect ownership of Common Stock of the company      
      WSOPA is deemed to beneficially own 51,282 Shares of Common Stock of the company.      
      WSOPAP is deemed to beneficially own 51,282 shares of Common Stock as a result of its ownership of Common Stock of the company      
      WSOPFLP is deemed to beneficially own 51,282 shares of Common Stock as a result of its indirect ownership of Common Stock of the company      
      WSOPFLTD is deemed to beneficially own 51,282 shares of Common Stock as a result of its indirect ownership of Common Stock of the company      
      WSOPFLPB is deemed to beneficially own 51,282 shares of Common Stock as a result of its indirect ownership of Common Stock of the company      
      WSOPFLTDB is deemed to beneficially own 51,282shares of Common Stock as a result of its indirect ownership of Common Stock of the company      
      As a result of the relationship described in this statement, each of WA, WMSA, WMSFLP, WMSFLTD, PSA, PSFLP, PSFLTD, WSOPA, WSOPFLP, WSOPFLPB,WSOPFLTD, and WSOPFLTDB may be deemed to possess indirect beneficial ownership of the shares of Common Stock beneficially owned by each of WMSP, PSP, and WSOPBP.      
      WA, WMSA, WMSFLP, WMSFLTD, PSA, PSFLP, PSFLTD, WSOPA, WSOPFLP, WSOPFLPB, WSOPFLTD, and WSOPFLTDB each disclaim indirect beneficial ownership of the shares of Common Stock except to the extent of their pecuniary interest in such shares.*      
      Based on the relationships described herein, these entities may be deemed to constitute a “group” within the meaning Of Rule 13d-5(b)(1) under the Securities Exchange Act of 1934. The filing of this statement shall not be construed as An admission that WA, WMSA,WMSP, WMSFLP, WMSFLTD, PSA, PSP, PSFLP, PSFLTD, WSOPA, WSOPBP, WSOPFLP, WSOPFLPB, WSOPFLTD, and WSOPFLTDB are a group, Or have agreed to act as a group.*      
   (b)    Percent of Class      
      WA beneficially owns 8.3 % of the company’s Common Stock.*      
      WMSA is deemed to beneficially own 6.5 % of the company’s Common Stock      
      WMSP is deemed to beneficially own 6.5 % of the company’s Common Stock      
      WMSFLP is deemed to beneficially own 6.5 % of the company’s Common Stock      
      WMSFLTD is deemed to beneficially own 6.5 % of the company’s Common Stock      
      PSA is deemed to beneficially own 1.4 % of the company’s Common Stock      
      PSP is deemed to beneficially own 1.4 % of the company’s Common Stock      
      PSFLP is deemed to beneficially own 1.4 of the company’s Common Stock      
      PSFLTD is deemed to beneficially own 1.4 % of the company’s Common Stock      
      WSOPA is deemed to beneficially own 0.4 % of the company’s Common Stock      
      WSOPBP is deemed to beneficially own 0.4 % of the company’s Common Stock      
      WSOPFLP is deemed to beneficially own 0.4 % of the company’s Common Stock      
      WSOPFLTD is deemed to beneficially own 0.4 % of the company’s Common Stock      
      WSOPFLPB is deemed to beneficially own 0.4 % of the company’s Common Stock      
      WSOPFLTDB is deemed to beneficially own 0.4 % of the company’s Common Stock      
      The percentage of Common Stock reportedly owned by each entity herein is based on 14,100,000 shares of outstanding Common Stock of the Company, which is the total number of shares issued and outstanding On April 20th, 2012.      
   (c)    Number of shares as to which such person has:      
      (i)    Sole power to vote or to direct the vote      
         0      
      (ii)    Shared power to vote or to direct the vote      
         WA has shared voting power with respect to 1,189,729 shares of the Issuer’s Common Stock.      
         WMSA, WMSP, WMSFLP, and WMSFLTD have shared voting power with respect to 933,319 Shares of the Company’s Common Stock.      
         PSA, PSP, PSFLP, and PSFLTD have shared voting power with respect to205,128 Shares of the Company’s Common Stock.      
         WSOPA, WSOPBP, WSOPFL, WSOPFLTD, WSOPFLPB, and WSOPFLTDB have shared voting power with respect to 51,282 shares of the Company’s Common Stock.      
      (iii)    Sole power to dispose or to direct the disposition of      
         0      
      (iv)    Shared power to dispose or to direct the disposition of      
         WA has shared voting power with respect to 1,189,729 shares of the Issuer’s Common Stock.      
         WMSA, WMSP, WMSFLP, and WMSFLTD have shared voting power with respect to 933,319 Shares of the Company’s Common Stock.      
         PSA, PSP, PSFLP, and PSFLTD have shared voting power with respect to 205,128 Shares of the Company’s Common Stock.      
         WSOPA, WSOPBP, WSOPFL, WSOPFLTD, WSOPFLPB, and WSOPFLTDB have shared voting power with respect to 51,282 shares of the Company’s Common Stock.      

Instruction.

      For computations regarding securities which represent a right to acquire an underlying security see §240.13d3(d)(1).      
Item 5.    Ownership of Five Percent or Less of a Class   
  

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨*.

  
Instruction.       Dissolution of a group requires a response to this item.      
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.      
   Not Applicable.      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
   Not Applicable
Item 8.    Identification and Classification of Members of the Group      
   See Item 2      
Item 9.    Notice of Dissolution of Group      
   Not Applicable      
Item 10.    Certification      
  

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

     

 

 

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SEC 1745 (2-02)    


13G

 

CUSIP No. 16948K106   Page 19 of 19

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

02/13/13

Date

/s/ Clint B. Semm

Signature

Clint B. Semm as Chief Financial Officer of Whitebox Advisors, LLC.

Name/Title

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties for whom copies are to be sent.

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

fb.us.1260302.03

 

 

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SEC 1745 (2-02)